Impact of Broker Simplification Act on Brokers’ Businesses
Effective March 29, 2023, certain M&A brokers are no longer required to register as broker-dealers with the US Securities and Exchange Commission (SEC). The new exception to the Securities Exchange Act will allow an M&A broker to engage in a securities transaction connected to the sale and purchase of an… Read More »Impact of Broker Simplification Act on Brokers’ Businesses